Deliverables 

I. Consult

 We discuss your exempt offering options during a 20-minute Skype or telephone call.

No fee.


II. Documentation

We give you a professional grade PPM, executive summary, subscription agreement, operating agreement and term sheet.

Fee: $1,295


EDGAR Filing

We establish your company's EDGAR account, secure its CIK number and file your Form D with the SEC

Fee: $350


Form D State Notice Filings

Fee: $100 per state


RULE 506 VERIFICATION LETTERS

We draft and mail a verification letter to each investor.

Fee: $55 per letter


RESTRUCTURE OFFERING

We work with one or more investor platforms to restructure your offering.

Fee: $395/platform


FIND AND PITCH

We help you find and pitch investors.

Fee: $75/hour


CONSULT ON SECONDARY MARKET

We consult on Rule 144 and Rule 144A secondary market opportunities.

No fee.

Deliverables 






We will work with you every step of the way. 



  •  Prior to closing, we do the following:

  • Consult on pre-offering entity structure
     and venue
  • Edit or rewrite business plan and
    executive summary
  • Edit or rewrite elevator
    speech/mission statement
  • Write or edit PPM
  • Write or edit Subscription Agreement
  • Write or edit Operating Agreement
  • Integrate and apply SEC, FINRA,
    and state legends
  • File Form D with the SEC
  • Work with issuer to identify and contact potential investors
  • Draft term sheet for each class of investor
  • Write and mail accredited investor verification letters 

At closing and after closing we do the following:

  • Participate in closings by conference call as requested
  • File Form D notice with each state regulator within 15 days of each closing
  • Calendar each state’s regulatory compliance deadlines
  • Consult on Rule 144/Rule 144A aftermarket considerations 

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